Financial Planning

Depending on your financial needs and personal preferences, you may opt to engage in a brokerage relationship, an advisory relationship or a combination of both. Each time you open an account, we will make recommendations on which type of relationship is in your best interest based on the information you provide when you complete or update your client profile.

 

If you engage in a brokerage relationship, you will buy and sell securities on a transaction basis and pay a commission for these services.  My recommendations for the purchase and sale of securities will be based on what is in your best interest and reflect the consideration of reasonably available alternatives.

If you engage in an advisory relationship, you will pay an asset-based fee which encompasses, among other things, a defined investment strategy, ongoing monitoring, and performance reporting.  I will serve in a fiduciary capacity for your advisory relationships.