Depending on your financial needs and personal preferences, as well as the fees and costs associated with those services, you may opt to engage in a brokerage relationship, an advisory relationship or a combination of both. Each time you open an account, we will make recommendations on which type of relationship is in your best interest based on the information you provide when you complete or update your client profile.
If you engage in a brokerage relationship, you will buy and sell securities on a transaction basis and pay a commission for these services. My recommendations for the purchase and sale of securities will be based on what is in your best interest and reflect reasonably available alternatives at that time.
If you engage in an advisory relationship, you will pay an asset-based fee which encompasses, among other things, a defined investment strategy, ongoing monitoring, and performance reporting. I will serve in a fiduciary capacity for your advisory relationships.
LIST OF PROFESSIONAL MONEY MANAGERS
Janney Capital Management
Janney Capital Management seeks to help individuals, families, corporations and institutions accumulate, enhance, and protect wealth through fee-based portfolio management services. Parker/Hunter manages over $2 billion in assets for individuals and institutions
First Trust
First Trust Portfolios L.P. and its affiliate First Trust Advisors L.P. (collectively "First Trust") were established in 1991 with a mission to offer investors a better way to invest. At First Trust, we are single-minded about providing trusted investment products and advisory services. We’re inspired every day by how financial advisors and their customers use our products and services to define goals, solve problems and develop long-term strategies.
Dorsey Wright and Associates
Dorsey, Wright research is conducted along technical lines, adhering to the relationship between supply and demand. We believe this simple but accurate economic theory is manifested as a constant battle between these two forces for control of the equity vehicle. It is this objective, logical approach which helps reduce uncertainty in the market. It allows us to recognize market disequilibria and therefore avoid investment when our market indicators dictate that supply is in control, and invest when demand is in control. We invest differently, but with logic and a purpose. Dorsey, Wright does what few do, but consistent methodology is our rule. This has led to favorable investment returns for our clients. The ability to perceive and manage risk, and thereby preserve our client's capital is foremost at Dorsey, Wright & Associates.
