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The Rhode Island Complex
Our Team
No needs are more important than your own. We pride ourselves in making your needs and goals, our own. We don't simply work for you. We work with you to understand who you are as an individual and as an investor. Our mission is to help you to define your financial objectives, and then use that knowledge to develop — together — a plan that is tailored to fit your unique needs and preferences, and is in your best interest. We’re proud to offer comprehensive financial planning resources, providing you access to education, advice, planning, and consultation.
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Brendan Flaherty
CFP®, CIMA®, Complex Director / Senior Vice President / Wealth Management, Financial Advisor
Edmund "Ted" M. Broomhead
Vice President / Private Client Group, Financial Advisor
Brownstone Wealth Management
of Janney Montgomery Scott LLC
Flaherty Cummings Day Wealth Management
of Janney Montgomery Scott LLC
Hassett Wealth Management
of Janney Montgomery Scott LLC
Salvatore J. Tocco IV
CRPC®, Vice President / Wealth Management, Financial Advisor
Support Staff
Operations & Private Client Associates
What We Do
No matter where you are in life – we’re here for you through every step of your financial journey.
Private Client Group Support
All financial services firms have a unique culture and operating philosophy. Janney’s core values position our Financial Advisors to offer clients an extraordinary level of service.
Supporting Your Business
When you join Janney, you position yourself to offer an extraordinary level of service, personal attention, and in-depth resources to your clients at every point of contact.
Wealth Management
Our goal is to support your practice with personalized assistance and access to qualified wealth management professionals, enabling you to provide the highest standard of service.
Community Involvement
The Providence office of Janney Montgomery Scott is proud to support these local causes.
Rhode Island Veterans Home
The Rhode Island Veterans Home provides quality nursing and residential care to war veterans from RI. They provide services such as social, medical, nursing, and rehab services.
We Support Our Local Heroes
Over the past few months, we've dropped off items to local hospitals to show our support during Covid-19.
PAAWS RI | Care for Animals
PAAWS, Care for Animals and Hands that Heal RI work together to provide rescue/shelter services, medical/rehab care, & assistance to RI residents struggling to care for their pets.
Events
Check out information on upcoming and past events we’re pleased to offer you, virtually and/or in person, on a variety of topics.
Recent Event: Janney's 2026 Market Outlook
What can we expect for the economy and markets in 2026?
Recent Event: Year-End Planning: Tax and Estate
As the end of 2025 approaches, there’s a lot to consider when it comes to estate and tax planning—particularly for clients with more complex wealth.
Recent Event: A Medicare Primer
Take control of your Medicare journey by joining Janney’s exclusive client webinar!
Recent Updates
Stay up-to-date and in-the know about every aspect of your financial picture.
January 02, 2026
Seize Opportunities to Maximize Your Retirement Savings
Policy changes, particularly under the SECURE 2.0 Act, aim to make it easier to prepare for your long-term financial goals. Here’s what you need to know.
December 09, 2025
I’m excited to welcome Financial Advisors Al Grenert and Michael Smith to Janney. The team joins our Charlotte, North Carolina office from Wells Fargo with more than 50 years of combined industry experience.
Are you looking for the right fit for your practice? Let’s talk.
https://www.janney.com/meet-janney/corporate-news/all-news/detail/corporate-news/2025/12/08/two-experienced-financial-advisors-join-janney-in-charlotte--north-carolina
December 06, 2025
Janney's 2026 Market Outlook
What can we expect for the economy and markets in 2026?
Join our exclusive virtual presentation where Janney’s Investment Strategy Group shares their views on what you should know about the markets’ potential impact on your portfolio strategy.
Featuring: Janney’s Investment Strategy Group | Mark Luschini, Chief Investment Strategist | Guy LeBas, Chief Fixed Income Strategist.
Research & Insights
Access our latest research and insights covering market news, financial planning topics, and more.
January Investment Perspectives
In this issue we look at AI and its impact on productivity, how executive policy drove the market in 2025, and the January effect and stock market seasonality.
Outlook 2026
Outlook 2026 offers the Janney Investment Strategy Group’s baseline prognostications for the economy, the equity and fixed-income markets, their evolution, and investment implications in the New Year.
5 Simple Steps to Prepare for Tax Filing
Filing your tax returns can be less stressful when you take a few steps before it’s time to complete your tax forms.
Office Information