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What We Do
No matter where you are in life – we’re here for you through every step of your financial journey.
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Who We Work With
As one of the top “sell-side” advisory teams at Janney, we work across the country with our Janney Bankers or strategic partners on buyouts/recaps/transitions.  Our team’s advisory experience includes:BUSINESS OWNERS As a business owner, you’ve built something you care about – and you want to see it last. We understand. We’re well-versed in the challenges and opportunities before you. As your financial advisor, I can help you further define your own brand of success by giving you the confidence to focus on what you do best. For some, this means looking to sell their business down the road. For others, they have no interest in retiring … ever. But they want to be positioned to go to work because they love it, not because they have to. We’re here to offer customized investment recommendations for your personal financial matters and the needs of your business. Our team can help to manage your investment strategy and tax mitigation strategies, while helping to address key issues such as estate planning, generational wealth transfer and your philanthropic efforts. We can make recommendations in line with your tolerance for risk and your cash flow goals, and ultimately, help you ensure you're well positioned to leave a financial investment legacy. We’ve worked with many businesses over the last 25 years as they have navigated through the Investment banking and monetization process. We invite you to enjoy the confidence of knowing you have a singular and consistent source of financial recommendations – and more time to devote to growing your business   EXECUTIVES & PROFESSIONALS: We work closely with professionals and can make recommendations to help them reach the next level – however they choose to define what’s next. Working with you as a partner in your success, we can take the time to understand your goals and help you address everything from asset protection and cash management, as well as strategies to protect your family and your legacy and, of course, your own retirement. As an executive, you spend your time and energy between the office, airport and home, with little to spare. You know your personal portfolio deserves that same level of dedication and high-level thought. With us as your partner, you can gain the confidence that accompanies having a path to your financial objectives. With our in-house Wealth Management resources, we can be part of a team of people that can make recommendations to executives on: Stock option planningRestricted stock and 83(b) electionsCashless stock option exercisesRule 144 executions10b5-1 sales plansHedging and monetization forconcentrated equity positionsShare repurchase programsCorporate cash managementRetirement programsNet unrealized appreciation In addition to our own experience and financial knowledge, we have access to all the resources of Janney Montgomery Scott, one of the country’s leading financial services firms. Best of all, you’ll enjoy the confidence of knowing you have a single, trusted source for financial recommendations – and more time to devote to growing your business and focusing on your future.
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Complex Wealth, Simplified for the High Net Worth Investor
Simply put, your financial needs are far from ordinary. And, the greater your wealth, the more complex the needs, strategies, and solutions. That’s why we’re pleased to provide you with a differentiated experience—offering comprehensive capabilities, specialized support, and sophisticated resources for your complex needs.
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Financial Planning
No matter where you are in life – we’re here to help you every step of the way. We have the knowledge and experience to analyze your current financial situation, and provide a personalized plan designed to meet your specific needs.
Research & Insights
Access our latest research and insights covering market news, financial planning topics, and more.
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January 2024- Quarterly Update
Onto 2024 and the election.  I don’t do this often, but going back to July this past summer, I wrote “we are heading into the 3rd year of the 4 year presidential term and this tends to be the strongest year historically!” We got the rally we were waiting on, starting in November into year end. The nice thing about this rally is that it included dividend stocks and bonds finally!!  All this came on the news the Fed quietly said they seemed content with inflation and interest rates and expected not to raise any further. The next anticipated Fed move would be a rate cut, yet this would come in the midst of a recession or financial event/shock. We will see if this happens, but the good news is the market has been a winner the 12 months after a Fed pause(October 2023) historically. Additionally, the election year tends to be a positive one for the markets, historically as well.  If and when the Fed begins it’s easing campaign, this could signal the start of a new “bull” market as well.  All of this and more can be found in our Janney Outlook 2024 piece on the website. We are cautiously optimistic about the year ahead and one where dividend stocks and bonds could possibly outperform the strong technology stocks or magnificent 7.  We will continue to monitor.Here are the details on the quarter for you: HereNews from the SWM team:Jeff has been healing and going to physical therapy consistently from his rotator cuff surgery in late October.  He plans on being ready for some March skiing and golf.  He and his wife still slipped away with some friends to see the band, U2, at the sphere in Las Vegas--Danielle celebrated the holidays and was able to gather all her girls in sunny Ft. Lauderdale— For Kevin and his family, 2023 ended with everyone on Santa's nice list!!Wes had a great holiday with his fiancé, his three boys and his step-daughter
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October 2023- Quarterly Update
What a summer we were having in the markets with the anticipation of the FED ceasing it’s activity and moving towards a “soft-landing” in the economy. Then September hit, and we had turmoil from the government shutdown, the Fed saying they may not be done, and rising yields.  Although the U.S. market index is still up nicely for the year, the average stock in the index is flat year-to-date.  Diversified stock portfolios with little or no technology stocks have struggled.  Bond portfolios had a tough quarter, yet yields continue to push over 5.5%.  On a positive note, corporate balance sheets are strong and earnings growth ahead looks promising.  We will continue to monitor our allocations for any opportunities that arise into year end. See this for more detail on the quarter: hereSWM News:Jeff just joined the advisory board of the Atlanta Community Food Bank. Check out their website and this wonderful organization: Atlanta Community Food Bank (acfb.org)Also, unfortunately he is having rotator cuff surgery, AGAIN, but on the left arm in late October. Danielle attending the Janney summit in Philadelphia for associates where she learned about our new planning tools coming, Janney’s community service efforts, and exchanged best practice ideas amongst peers.
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July 2023 - Quarterly Update
Friends,As I suggested in January, we were heading into the 3rd year of the 4 year presidential term. This tends to be the strongest year historically in the markets and we have been seeing it. Regardless of what all the short-term focused timers on CNBC have been saying all year, the S&P 500, Technology sector, and global stocks have had a strong first half. Although the S&P 500 finished the first half up over 16%, it’s been mostly the technology sector that has driven this gain.(Many don’t recall that the technology sector had big losses in 2022 and thus needed to rally to make up for those losses.) Interestingly, the average stock in the S&P 500 is only up about 6%. For this market to go higher in the near term, we should see the “rest” of the market and dividend stocks catch up. We will continue to rebalance our portfolios when needed and help meet your personal planning goals. See this for more detail on the quarter: hereSWM NEWS:Jeff’s daughter, Caroline, graduated from NYU with an art history and photography degree. They had a nice time seeing Yankee stadium for the graduation, catching a comedy show, and enjoying the food in NYC.  
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