What We Do
No matter where you are in life – we’re here for you through every step of your financial journey.
Who We Work With
As one of the top “sell-side” advisory teams at Janney, we work across the country with our Janney Bankers or strategic partners on buyouts/recaps/transitions. Our team’s advisory experience includes:BUSINESS OWNERS As a business owner, you’ve built something you care about – and you want to see it last. We understand. We’re well-versed in the challenges and opportunities before you. As your financial advisor, I can help you further define your own brand of success by giving you the confidence to focus on what you do best. For some, this means looking to sell their business down the road. For others, they have no interest in retiring … ever. But they want to be positioned to go to work because they love it, not because they have to. We’re here to offer customized investment recommendations for your personal financial matters and the needs of your business. Our team can help to manage your investment strategy and tax mitigation strategies, while helping to address key issues such as estate planning, generational wealth transfer and your philanthropic efforts. We can make recommendations in line with your tolerance for risk and your cash flow goals, and ultimately, help you ensure you're well positioned to leave a financial investment legacy. We’ve worked with many businesses over the last 25 years as they have navigated through the Investment banking and monetization process. We invite you to enjoy the confidence of knowing you have a singular and consistent source of financial recommendations – and more time to devote to growing your business EXECUTIVES & PROFESSIONALS: We work closely with professionals and can make recommendations to help them reach the next level – however they choose to define what’s next. Working with you as a partner in your success, we can take the time to understand your goals and help you address everything from asset protection and cash management, as well as strategies to protect your family and your legacy and, of course, your own retirement. As an executive, you spend your time and energy between the office, airport and home, with little to spare. You know your personal portfolio deserves that same level of dedication and high-level thought. With us as your partner, you can gain the confidence that accompanies having a path to your financial objectives. With our in-house Wealth Management resources, we can be part of a team of people that can make recommendations to executives on: Stock option planningRestricted stock and 83(b) electionsCashless stock option exercisesRule 144 executions10b5-1 sales plansHedging and monetization forconcentrated equity positionsShare repurchase programsCorporate cash managementRetirement programsNet unrealized appreciation In addition to our own experience and financial knowledge, we have access to all the resources of Janney Montgomery Scott, one of the country’s leading financial services firms. Best of all, you’ll enjoy the confidence of knowing you have a single, trusted source for financial recommendations – and more time to devote to growing your business and focusing on your future.
Complex Wealth, Simplified for the High Net Worth Investor
Simply put, your financial needs are far from ordinary. And, the greater your wealth, the more complex the needs, strategies, and solutions. That’s why we’re pleased to provide you with a differentiated experience—offering comprehensive capabilities, specialized support, and sophisticated resources for your complex needs.
Financial Planning
No matter where you are in life – we’re here to help you every step of the way. We have the knowledge and experience to analyze your current financial situation, and provide a personalized plan designed to meet your specific needs.
Community Involvement
We’re proud to support the communities we live and work in. We strive to connect with our communities in a meaningful way, bringing about positive change and helping to provide services and resources to help them thrive.
SWM Participates in 2024 Atlanta Community Food Bank Hunger Walk
The SWM team along with family and friends joined in on the 2024 40th Annual Atlanta Food Bank Hunger walk. It was a beautiful but windy day in Atlanta. Each team member walked the 5k through the downtown Atlanta in support of raising awareness to hunger in our community.
SWM Supports The Atlanta Community Food Bank
Jeff serves on the advisory board for the Atlanta Community Food Bank. During the holidays, the SWM team invited clients to a wine tasting event where they were able to here Director of Institutional Giving, Greg Sims talk about ACFB and learn of the amazing things they are doing for the community.
30th Annual Marist School Alumni Golf Tournament
Kevin co-chaired the 30th annual Marist School Alumni Golf Tournament at Capital City Club, which SWM was a premier sponsor, and he was joined by Jeff and two fellow alumni/clients.
Events
Check out information on upcoming and past events we’re pleased to offer you, virtually and/or in person, on a variety of topics.
Recent Event: Janney's 2024 Mid-Year Market Update
What’s next for the economy and markets?
Recent Event: Cybersecurity
Simple Safeguards: How to Protect Yourself from Identity Theft and Cybercrime.
Recent Event: Tax & Estate Planning
Whether it’s the possibility of tax laws changing soon or recent updates impacting inherited retirement accounts, there’s a lot to consider when it comes to tax and estate planning.
Recent Updates
Stay up-to-date and in-the know about every aspect of your financial picture.
June 27, 2024
Qualified Small Business Stock: What Is It and How to Use It | U.S. Small Business Administration
Another strategy we've help business owners around tax strategy and succession/transaction
June 03, 2024
The Family Conversation on College Planning
The topic of college planning is one of the most important conversations you can have as a family. This article can help you start one.
May 15, 2024
Janney's 2024 Mid-Year Market Update
What’s next for the economy and markets?
Join our exclusive virtual presentation where Janney’s Investment Strategy Group shares its views on the economy and markets, its outlook for the remainder of 2024, and what you should know about the potential impact on your portfolio strategy.
Featuring: Janney’s Investment Strategy Group
Research & Insights
Access our latest research and insights covering market news, financial planning topics, and more.
July 2024- Quarterly Update
Happy Summer and how about this market/economy! The average stock in the S&P 500 is only up around 5%, yet the index is up 14.5% year to date. As I’ve been discussing with many of you since January, this period reminds me a lot of the late 90’s where a handful of technology stocks pulled the market to new highs. The good thing is that these “magnificent 7”(they have named) have solid earnings. That’s not to mean they won’t fall or aren’t overvalued compared to their growth in earnings. At SWM, our portfolios(like the 90’s) will continue to diversify our clients to meet long term goals and avoid getting over-diversified towards one sector or group of stocks. On the bond front, interest rates rose a bit in the second quarter and rates continue to be strong for us. We continue to work daily to help you keep your cash working at these good rates at Janney. I’ll leave you a thought, every decade has it’s own set of champions that have dominated the market. Eventually these leaders get dethroned due to capitalism and technology advancement. This dethroning can wreck solid long term financial gameplans. We are grateful for your relationship and appreciate your introductions to investors needing comprehensive wealth advice and planning. See this for more information about the quarter: Click here
April 2024- Quarterly Update
Well, the rally from Q4 continued for all. The great thing to see this past quarter was some good participation from the dividend/value stocks and small companies. However, this could be short-lived if the Fed doesn’t cut rates for a while. Many of you know that I don’t expect the Fed to cut rates, or just can’t see any reason in the near future, more than once if at all this year. Long live the 5% money markets here… We will see where the summer goes with all this noise from the election, Iran, oil prices, and AI. We will continue monitoring your game plan for the best outcome. Here are the details on the quarter for you.
January 2024- Quarterly Update
Onto 2024 and the election. I don’t do this often, but going back to July this past summer, I wrote “we are heading into the 3rd year of the 4 year presidential term and this tends to be the strongest year historically!” We got the rally we were waiting on, starting in November into year end. The nice thing about this rally is that it included dividend stocks and bonds finally!! All this came on the news the Fed quietly said they seemed content with inflation and interest rates and expected not to raise any further. The next anticipated Fed move would be a rate cut, yet this would come in the midst of a recession or financial event/shock. We will see if this happens, but the good news is the market has been a winner the 12 months after a Fed pause(October 2023) historically. Additionally, the election year tends to be a positive one for the markets, historically as well. If and when the Fed begins it’s easing campaign, this could signal the start of a new “bull” market as well. All of this and more can be found in our Janney Outlook 2024 piece on the website. We are cautiously optimistic about the year ahead and one where dividend stocks and bonds could possibly outperform the strong technology stocks or magnificent 7. We will continue to monitor.Here are the details on the quarter for you: HereNews from the SWM team:Jeff has been healing and going to physical therapy consistently from his rotator cuff surgery in late October. He plans on being ready for some March skiing and golf. He and his wife still slipped away with some friends to see the band, U2, at the sphere in Las Vegas--Danielle celebrated the holidays and was able to gather all her girls in sunny Ft. Lauderdale— For Kevin and his family, 2023 ended with everyone on Santa's nice list!!Wes had a great holiday with his fiancé, his three boys and his step-daughter
Office Information
Phone:
Email:
Contact us today to discuss how we can put a plan in place designed to help you reach your financial goals.